Change of Director's Interest Notice - Malone
Released
Released
Announcement PDF
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX
becomes ASX's property and may be made public.
Introduced 30/09/01
Amended 01/01/11
Name of entity
Raiz Invest Limited
ABN
74 615 510 177
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for
the purposes of section 205G of the Corporations Act.
Name of director
Brendan Barry Malone
Date of last notice
4 March 2022
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be
disclosed in this part.
Direct or indirect interest
Indirect
Nature of indirect interest (including
registered holder)
Date of change
BB Management Holdings Pty Limited <BB Management A/C>
Mr Malone is a director of the trustee and is a beneficiary.
12 March 2024
No. of securities held prior to change
Direct
•
15,400 fully paid ordinary shares
•
175,000 unquoted options, exercisable at $0.50,
expiring 31 December 2024
Indirect - BB Management Holdings Pty Limited
Class
Number acquired
Number disposed
Value/Consideration
+
See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
•
320,000 fully paid ordinary shares
•
2,025,029 unquoted options, exercisable at $0.20,
expiring 1 July 2025
•
241,489 unquoted options, exercisable at $0.95,
expiring 1 March 2027
•
250,000 unquoted options, exercisable at $1.80,
expiring 20 June 2028
•
150,000 unquoted options vesting 4 January 2024,
exercisable at $1.144, expiring 3 January 2026
•
300,000 unquoted options vesting 1 December 2024,
exercisable at $2.177, expiring 1 December 2026
Ordinary Fully Paid Shares; and
Unquoted options, exercisable at $0.20, expiring 1 July 2025
2,025,029 Ordinary Fully Paid Shares
2,025,029 Unquoted options, exercisable at $0.20, expiring 1
July 2025
$0.20 per share
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change
Direct
•
15,400 fully paid ordinary shares
•
175,000 unquoted options, exercisable at $0.50,
expiring 31 December 2024
Indirect - BB Management Holdings Pty Limited
Nature of change
•
2,345,029 fully paid ordinary shares
•
241,489 unquoted options, exercisable at $0.95,
expiring 1 March 2027
•
250,000 unquoted options, exercisable at $1.80,
expiring 20 June 2028
•
150,000 unquoted options vesting 4 January 2024,
exercisable at $1.144, expiring 3 January 2026
•
300,000 unquoted options vesting 1 December 2024,
exercisable at $2.177, expiring 1 December 2026
Exercise of options
Part 2 - Change of director's relevant interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be
disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder (if issued
securities)
Date of change
N/A
No. and class of securities to which
interest related prior to change
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Interest after change
N/A
N/A
N/A
Part 3 - +Closed period
Were the interests in the securities or
contracts detailed above traded during a
+
closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
+
See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
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