Change of Director's Interest Notice - BM
Released
Released
Announcement PDF
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX
becomes ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Raiz Invest Limited
ABN
74 615 510 177
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for
the purposes of section 205G of the Corporations Act.
Name of director
Brendan Barry Malone
Date of last notice
20 September 2024
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be
disclosed in this part.
Direct or indirect interest
Indirect
Nature of indirect interest (including
registered holder)
BB Management Holdings Pty Limited <BB Management A/C>
Mr Malone is a director of the trustee and is a beneficiary.
28 November 2024
3 December 2024
4 December 2024
Direct
Date of change
No. of securities held prior to change
•
15,400 fully paid ordinary shares
•
175,000 unquoted options, exercisable at $0.50,
expiring 31 December 2024
Indirect - BB Management Holdings Pty Limited
•
2,393,810 fully paid ordinary shares
•
241,489 unquoted options, exercisable at $0.95,
expiring 1 March 2027
•
250,000 unquoted options, exercisable at $1.80,
expiring 20 June 2028
•
150,000 unquoted options vesting 4 January 2024,
exercisable at $1.144, expiring 3 January 2026
300,000 unquoted options vesting 1 December 2024,
exercisable at $2.177, expiring 1 December 2026
+
Class
Fully Paid Ordinary Shares
Number acquired
15,900 (28 November 2024)
20,000 (3 December 2024)
19,692 (4 December 2024)
See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number disposed
Total = 54,782 Fully Paid Ordinary Shares
NIL
Value/Consideration
$0.454256 (average price) (28 November 2024)
$0.454656 (average price) (28 November 2024)
$0.444716 (average price) (3 December 2024)
$0.445000 (3 December 2024)
$0.440000 (4 December 2024)
$0.445000 (4 December 2024)
No. of securities held after change
Direct
•
15,400 fully paid ordinary shares
•
175,000 unquoted options, exercisable at $0.50,
expiring 31 December 2024
Indirect - BB Management Holdings Pty Limited
Nature of change
•
2,448,592 fully paid ordinary shares
•
241,489 unquoted options, exercisable at $0.95,
expiring 1 March 2027
•
250,000 unquoted options, exercisable at $1.80,
expiring 20 June 2028
•
150,000 unquoted options vesting 4 January 2024,
exercisable at $1.144, expiring 3 January 2026
•
300,000 unquoted options vesting 1 December 2024,
exercisable at $2.177, expiring 1 December 2026
On-market trade
Part 2 - Change of director's relevant interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be
disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder (if issued
securities)
Date of change
N/A
No. and class of securities to which
interest related prior to change
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Interest after change
N/A
Part 3 - +Closed period
+
See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
N/A
N/A
Appendix 3Y
Change of Director's Interest Notice
+
Were the interests in the securities or
contracts detailed above traded during a
+
closed period where prior written clearance
was required?
No
If so, was prior written clearance provided to
allow the trade to proceed during this period?
N/A
If prior written clearance was provided, on
what date was this provided?
N/A
See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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